Courses

  • #Metoo: Sex Harassment & Discrimination Law in Hong Kong

    The #Metoo movement has highlighted the widespread prevalence of sexual harassment and discrimination. Individuals in all professions seem to be affected. Despite regulatory protections discrimination and discriminatory employment practices remain a problem in Hong Kong. The following course will provide information on the anti-discrimination laws in Hong Kong as well as the relevant enforcement bodies and suggestions for employers and businesses to ensure compliance and help to eliminate discrimination in the workplace.

    23 Oct, 2018

    Courses
  • #Metoo: Sex Harassment & Discrimination Law in Hong Kong

    The #Metoo movement has highlighted the widespread prevalence of sexual harassment and discrimination. Individuals in all professions seem to be affected. Despite regulatory protections discrimination and discriminatory employment practices remain a problem in Hong Kong. The following course will provide information on the anti-discrimination laws in Hong Kong as well as the relevant enforcement bodies and suggestions for employers and businesses to ensure compliance and help to eliminate discrimination in the workplace.

    31 Oct, 2019

    Courses
  • *FULL* Client KYC & Suitability – An Update and Review

    In March 2016, a number of important developments relating to the framework for professional investors in Hong Kong became effective. Intermediaries now need to comply with additional regulatory requirements with respect to professional investors.

    In addition, the SFC proposed new client agreement requirements under the Code of Conduct. These proposed changes could have implications on the contractual relationship vis-à-vis an intermediary and its clients. There is a transitional period until 9 June 2017 when the changes will become fully effective but intermediaries are expected to already start the process to comply.

    This course will provide an overview of the relevant updates to the Professional Investor regime and the new client agreement requirements, as well as the practical implications of the changes for financial institutions and companies.

    *Due to popular demand, this course is now FULL. To request re-run, please click on the “request re-run” box on the right. 

    12 Oct, 2016

    Courses
  • *FULL* Duties and Liabilities of Responsible Officers under the SFO

    All registered firms such as securities / futures companies, fund management firms, financial advisory companies and corporate finance firms will need to be licensed by the SFC to conduct regulated activities. Each licensed corporation requires 2 Responsible Officers (RO). How do you become an RO and what are the duties and liabilities for ROs?

    *Due to popular demand, this course is now FULL. Please contact us by email at registration@courses-seminars.com to be put on waiting list for this course. To request re-run, please click on the “request re-run” box on the right. 

    11 Oct, 2016

    Courses