• *FULL* Introduction to Offshore Funds

    Many funds choose to be domiciled in an offshore jurisdiction. This course will examine different structures available for both hedge funds and private equity funds in the Cayman Islands and the British Virgin Islands. The following course will provide an overview of the latest developments, trends and regulatory updates in these popular offshore jurisdictions.

    03 Nov, 2017

  • *FULL* Reverse Takeovers

    This course is FULL.

    Preparing for an IPO and going through new listing requirements involve enormous time, costs and liabilities. Are there any ways to avoid these in order to achieve a listing status? From time to time the market is hot with buying and selling of “Listed Shells” for the purposes of backdoor listings. What are the views of HKEx and SFC on this and the measures they adopt to handle such situations? This course will explore all these issues and provide case studies for the audience.

    This course will be very useful for capital market and IPO practitioners, in particular investment bankers, listed issuers, lawyers and other relevant parties.

    11 Dec, 2017

    CPD/CPT Courses
  • *FULL* Risk Management & Compliance Concerns in the Asset Management Industry

    *Please note this course will be conducted in Cantonese*

    Strong growth in the Asset Management Industry, by either the AUM amount or the number of Type 9 license applicants, is observed in recent years. The growth in Asset Management business comes along with higher risk management and compliance requirements locally and internationally.

    This course is intended to share the RM & Compliance trends, risks and measures of Asset Management.

    25 Sep, 2017

  • *FULL* SFC licensing Regime Update and Upcoming Expanded SFC Type 9 License Regime

    This course will provide an update of the current SFC licensing requirements for intermediaries such as common issues arising from SFC licenses applications and details of upcoming expanded Type 9 license regime and its impact on fund management companies and hedge fund managers will also be discussed.

    *Due to popular demand, this course is now FULL. Please contact us by email at to be put on waiting list for this course. To request re-run, please click on the “request re-run” box on the right.

    27 Feb, 2017