Courses
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SFC Enforcement Actions Against Listed Companies and Directors
The SFC has taken significant steps in refocusing their enforcement priorities in recent years. It appears that they are focusing primarily in the realm of alleged corporate fraud and misfeasance, both in terms of investigations/enforcement actions against listed companies and their directors or senior personnel. This course will provide a comprehensive overview and practical guidance to the investigatory and enforcement powers of the SFC against listed companies and their directors.
10 Aug, 2018
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SFC Investigations and Enforcement Powers under the SFO
The SFC’s Enforcement Division remains very active. This course will review the SFC’s investigation and enforcement powers for misconducts or offences which may be committed by directors or officers of listed companies, and will also examine SFC’s co-ordination with other enforcement bodies to penalize these persons. This course will also provide a comprehensive overview and practical guidance to the investigation and enforcement powers of the SFC.
02 Nov, 2016
Courses -
SFC Investigations and Enforcement Powers under the SFO
The SFC significantly increased the number of cases that they have been initiating this year. There has been a corresponding rise in the number of enforcement activities they have commenced. This course will review the SFC’s investigation and enforcement powers for misconducts or offences which may be committed by directors or officers of listed companies, and will also examine SFC’s co-ordination with other enforcement bodies to penalize these persons. This course will also provide a comprehensive overview and practical guidance to the investigation and enforcement powers of the SFC.
10 Mar, 2017
Courses -
SFC Investigations and Enforcement Powers under the SFO
The SFC significantly increased the number of cases that they have been initiating this year. There has been a corresponding rise in the number of enforcement activities they have commenced. This course will review the SFC’s investigation and enforcement powers for misconducts or offences which may be committed by directors or officers of listed companies, and will also examine SFC’s co-ordination with other enforcement bodies to penalize these persons. This course will also provide a comprehensive overview and practical guidance to the investigation and enforcement powers of the SFC.
19 Jul, 2017
Courses