Courses

  • Setting Up and Managing a Charity: Legal and Practical Issues & Upcoming Issues

    Charities have been growing rapidly in Hong Kong and it is estimated that now over 7,500 charities are operating in Hong Kong. The Hong Kong Law Reform Commission has published a report on charities following a six-year review of charity law in Hong Kong. It aimed at protecting the interests of charitable donors as well as providing a framework in which charities can operate under greater accountability and transparency when they conduct their activities. This course will examine the establishment, administration as well as management and corporate governance issues concerning charities.

    27 Feb, 2019

    Courses
  • SFC Disciplinary Actions and Proceedings

    Having invested significant efforts in dealing with investment mis-selling-related complaints in the immediate aftermath of the 2008 Global Financial Crisis, the SFC has continued to be active in investigating and disciplining entities and individuals within its legal and regulatory remit across a range of alleged financial sector disciplinary infractions. This course outlines the legal and practical considerations when dealing with the SFC’s disciplinary processes, as well as trends in the SFC’s use of its disciplinary and other legal powers.

    30 Nov, 2018

    Courses
  • SFC Disciplinary Actions and Proceedings

    The SFC has remained robust in investigating and disciplining entities and individuals within its legal and regulatory remit across a range of alleged financial sector disciplinary infractions. This course outlines the legal and practical considerations when dealing with the SFC’s disciplinary processes, as well as trends in the SFC’s use of its disciplinary and other legal powers.

    12 Dec, 2019

    Courses
  • SFC Disciplinary Actions: Processes and Trends

    Having invested significant efforts in dealing with investment mis-selling-related complaints in the immediate aftermath of the 2008 Global Financial Crisis, the SFC has continued to be active in investigating and disciplining entities and individuals within its legal and regulatory remit across a range of alleged financial sector disciplinary infractions. This course outlines the legal and practical considerations when dealing with the SFC’s disciplinary processes, as well as trends in the SFC’s use of its disciplinary and other legal powers.

    12 Dec, 2016

    CPD/CPT Courses