Market Misconduct

This course provides an overview of the various categories of market misconduct provided for under the Securities and Futures Ordinance.

Detailed Information

Highlights of the course include:

  • Insider dealing
  • New statutory obligations on listed companies to disclose “inside information”
  • Disclosure about prohibited transactions
  • Disclosure of false/ misleading information
  • Stock Market Manipulation
  • False Trading
  • Price Rigging

Registration Conditions

To view our registration conditions click HERE.