This course provides an overview of the various categories of market misconduct provided for under the Securities and Futures Ordinance.
Market Misconduct
Detailed Information
Highlights of the course include:
- Insider dealing
- New statutory obligations on listed companies to disclose “inside information”
- Disclosure about prohibited transactions
- Disclosure of false/ misleading information
- Stock Market Manipulation
- False Trading
- Price Rigging
Registration Conditions
To view our registration conditions click HERE.