Connected Transactions Listing Rules: Chapter 14A

The purpose of Chapter 14A is to ensure that interests of shareholders as a whole are taken into account by a listed issuer when the listed issuer’s group enters into transactions with connected persons.  Conflict of interests will or may arise so it is important to ensure a timely disclosure of relevant information to all shareholders, so that the public and investors are kept fully informed of any information necessary for them to appraise the position of the listed issuer.  This course will provide an in-depth and detailed analysis of the current requirements of Chapter 14A of the Listing Rules by way of flowcharts and examples.

Detailed Information

Highlights of the course include:

  • What are Connected Transactions?
  • Who is a Connected Person?  Definitions of “associate”, “connected subsidiary”, “deemed connected person” explored
  • Total & Partial Exemptions
  • Continuing Connected Transactions
  • Other Applicable Rules: Deeming provision, Aggregation of Transactions, etc
  • Other Applicable Rules: Deeming provision, Aggregation of Transactions, etc.
  • Announcement & Circular Requirements
  • Other Applicable Rules and General Principles
  • Exercises and Case Studies

Online Registration Discount Offer

Notifiable Transactions only

Connected Transactions only**

Notifiable Transactions and Connected Transactions**

Regular Fee 

HK$4,000

HK$6,000

HK$9,000 or 10% off per person

10% off for Online Registration

HK$3,600

HK$5,400

HK$8,000 or 20% off per person #

Group Discount* 

(3 or more members from the same company)

HK$3,400

or 15% off per person

HK$5,100

or 15% off per person

HK$7,500 or 25% off per person

(6 registrants)

*10% Online Registration discount does not apply to Group Discount

**Includes networking lunch for Connected Transactions

 # Enjoy this offer by applying the coupon code “xtra10” when checkout.

 

 

Registration Conditions

To view our Registration Conditions click here.