Notifiable Transactions Listing Rules: Chapter 14

The purpose of Chapter 14 of the Listing Rules is to provide shareholders of listed companies and the general public timely disclosure of relevant information so that the public and the investors are kept fully informed of information necessary for them to appraise the position of the listed group.  It will also provide an opportunity for them to participate in major corporate decisions.  This course will provide an in-depth and detailed analysis of the current requirements in Chapter 14 of the Listing Rules by way of flowcharts and examples.

Detailed Information

Highlights of the course include:

  • Introduction: What is a Notifiable Transaction?
  • Five Tests
  • Modifications to Five Tests
  • Aggregation
  • Acquisition / Disposal of Equity Capital
  • Acquisition / Disposal of Assets through Non-Wholly Owned Subsidiary
  • Deemed Disposals
  • Requirements
  • Areas of Difficulty: NT is CT and Reverse Takeovers, Cash
  • Case Studies and Q&A

Online Registration Discount Offer

Notifiable Transactions only

Connected Transactions only**

Notifiable Transactions and Connected Transactions**

Regular Fee 

HK$4,000

HK$6,000

HK$9,000 or 10% off per person

10% off for Online Registration

HK$3,600

HK$5,400

HK$8,000 or 20% off per person #

Group Discount* 

(3 or more members from the same company)

HK$3,400

or 15% off per person

HK$5,100

or 15% off per person

HK$7,500 or 25% off per person

(6 registrants)

*10% Online Registration discount does not apply to Group Discount

**Includes networking lunch for Connected Transactions

 # Enjoy this offer by applying the coupon code “xtra10” when checkout.

Registration Conditions

To view our Registration Conditions click here.