Notifiable Transactions Listing Rules: Chapter 14

The purpose of Chapter 14 of the Listing Rules is to provide shareholders of listed companies and the general public timely disclosure of relevant information so that the public and the investors are kept fully informed of information which is necessary for them to appraise the position of the listed group. It will also provide an opportunity for them to participate in major corporate decisions. This course will provide an in-depth and detailed analysis of the current requirements in Chapter 14 of the Listing Rules by way of flowcharts and examples.

Detailed Information

Highlights of the course include:

  • Introduction: What is a Notifiable Transaction?
  • Five Tests
  • Modifications to Five Tests
  • Acquisition / Disposal of Equity Capital
  • Acquisition / Disposal of Assets through Non-Wholly Owned Subsidiary
  • Deemed Disposals
  • Requirements
  • Areas of Difficulty
  • Case Studies and Q&A

Online Registration Discount Offer

Notifiable Transactions only

Connected Transactions only

Notifiable Transactions and Connected Transactions

Regular Fee 



HK$9,000 or 10% off per person

10% off for Online Registration



HK$8,000 or 20% off per person #

Group Discount* 

(3 or more members from the same company)


or 15% off per person


or 15% off per person

HK$7,500 or 25% off per person

(6 registrants)

*10% Online Registration discount does not apply to Group Discount

 # Enjoy this offer by applying the coupon code “xtra10” when checkout.

Registration Conditions

To view our Registration Conditions click here.