Josephine is the Director of CompliancePlus Consulting Limited. As one of the leading compliance services providers in Hong Kong, CompliancePlus Consulting Limited provides award winning compliance supports and consulting services to fund management companies, hedge fund managers, PE funds, sovereign funds, financial institutions and insurance companies in Asia.
Over the past 7 years, CompliancePlus has served over 300 financial institutions, SFC licensed firms and Responsible Officers in Hong Kong.
Before joining CompliancePlus, Josephine was the Head of Legal and Compliance for Prudential Asset Management Hong Kong. She was responsible for retail fund distribution and selling compliance of Prudential in Hong Kong with key responsibilities on marketing materials compliance, product compliance and investment compliance.
With over 15 years of working experience with fund managers and regional exposure on legal issues and regulatory matters in Asia on both institutional and retail asset management businesses, Josephine is very familiar with licensing requirements of fund management in the Region and has a complete understanding of the operation, setting up and internal control of fund house.
Josephine obtained Bachelor of Laws Degree and Postgraduate Certificate in Laws from the University of Hong Kong and subsequently obtained Master of Laws from People’s University of China (Beijing). She is fluent in Cantonese, English and Mandarin and qualified to practices in Hong Kong and UK.