Grace is an associate in Baker & McKenzie’s Financial Services Regulatory Group. Her practice focuses on advising banks, REIT managers, fund managers and multinational financial institutions on a wide variety of regulatory, compliance and corporate law matters. She has previously worked at the Securities and Futures Commission and has extensive experience in dealing with the regulators.
Grace regularly advises financial institutions on structuring and establishment of business operations in Hong Kong as well as cross-border activities. She regularly assists financial institutions in licensing applications, inspections and investigations. She also assists financial institutions in preparing client documentation, compliance manuals and internal control policies (including on the selling process and anti-money laundering matters).