Annie Chan has specialized in forensic accounting, regulatory compliance consulting, fraud investigation, dispute resolution and corporate advisory services for over 20 years. Her specific focus and expertise are in the areas of forensic accounting, anti-money laundering review and internal control review. She has also been Senior Manager, Enforcement Division, at the Securities and Futures Commission and a partner and Managing Director of a Big Four Accounting firm.
She has advised and assisted major financial institutions in the implementation of anti-money laundering programs based on anti-money laundering international best practice including the 40 Recommendations of the Financial Action Task Force (FATF), the US Patriot and local laws and regulations.
Annie has also led various regulatory compliance and investigation projects involving the Securities and Futures Ordinance and other relevant regulations for regulators, listed companies, major bankers, insurance brokerages and other financial institutions in Hong Kong, China and other parts of Asia.
She has also provided training and professional advice to banks, financial institutions and multinational companies on corporate governance, internal control, anti-money laundering, regulatory compliance updates, code of conduct, risk management and fraud risk awareness training.
She is an experienced public speaker and has made numerous presentations on corporate recovery, fraud investigation and regulatory updates for clients, solicitors and bankers. Annie speaks fluent English, Cantonese and Mandarin.