IPO
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Obligations of Sponsors in IPOs: A Regulatory Enforcement Perspective
Sponsors in the IPO process play a pivotal role. They help to provide the public with confidence that the applicants for listing have met the necessary regulatory requirements for listing. Part of this role involves ensuring that an accurate picture of the listing applicant’s business and financial statements were presented to investors in the Prospectus. This course will provide a comprehensive overview and update of the current obligations of sponsors and bookrunners in the IPO process.
23 Aug, 2019
Courses -
Obligations of Sponsors in IPOs: a regulatory enforcement prospective
Sponsors in the IPO process play a pivotal role. They help to provide the public with confidence that the applicants for listing have met the necessary regulatory requirements for listing. Part of this role involves ensuring that an accurate picture of the listing applicant’s business and financial statements were presented to investors in the Prospectus. This course will provide a comprehensive overview and update of the current obligations of sponsors and bookrunners in the IPO process.
15 Sep, 2017
Courses -
Reverse Takeovers
Preparing for an IPO and going through new listing requirements involve enormous time, costs and liabilities. Are there any ways to avoid these in order to achieve a listing status? From time to time the market is hot with buying and selling of “Listed Shells” for the purposes of backdoor listings. What are the views of HKEx and SFC on this and the measures they adopt to handle such situations? This course will explore all these issues and provide case studies for the audience.
This course will be very useful for capital market and IPO practitioners, in particular investment bankers, listed issuers, lawyers and other relevant parties.
27 Sep, 2018
Courses