Timothy is a core team member of CompliancePlus leading a team of compliance analysts to handle various types of SFC licensing applications and special licensing projects such as licensing conditions uplift, shareholding changes, application for Exchange Trading Rights with Hong Kong Stock Exchange etc. Timothy is also involved in providing compliance advisory services to clients in the asset management and securities industry on wide range of SFC related regulatory topics. He also provides training to clients and internal team members regularly on regulatory updates and clients documentation requirements.
Timothy received his Bachelor of Laws degree at the University of Southampton in the United Kingdom. He is fluent in Cantonese, Mandarin and English.