Courses

  • Update on AIFMD for Asian Managers

    As of 22 July 2014, the transition period for alternative investment fund managers (AIFM) marketing their alternative investment funds (AIF) in the European Union has ended and AIFMs must comply with the marketing and distribution rules under Alternative Investment Fund Managers Directive (AIFMD). The AIFMD has significant implications for European and non-European AIFMs from an organizational, product and marketing point of views.

    The objective of this training is to provide the attendees with a detailed analysis on key sections of the AIFMD that are specifically relevant to non-EU based AIFMs and provide expert insight on the practical implications of the AIFMD for AIFMs which are willing to distribute their products in the EU, based on the passport of a EU AIFM or national private placement rules (NPPR). In this respect, the NPPRs of key jurisdictions are going to be reviewed.

    Other aspects covered by the trainers will include, the depository regime under the AIFMD, rules in relation to remuneration, the extension of the AIFM passport to non-EU AIFMs and the position of the EU authorities in relation thereto.

    Various models used to manage the challenges under the AIFMD are going to be reviewed including possibilities under Luxembourg law.

    22 Nov, 2017

    Courses
  • Update on Competition Law in Hong Kong

    The long-awaited Competition Ordinance has come into full force (as of 14 December last year) after a decade and a half of public discussion and debate. This is the first cross-sector competition law in Hong Kong, which is one of the last developed economies to adopt such law. The new legislation empowers a new government authority to investigate possible infringements and the Courts power to penalize companies that use collusive or monopolistic tactics and safeguard a fair and free economic environment. This course will examine the backdrop of the new Ordinance, the scope of the prohibitions, and the establishment of the new Competition Commission and Competition Tribunal as well as relevant exemptions and exclusions. The course will be conducted in a combination of presentations and case studies.

    14 Oct, 2016

    Courses
  • Update on Corporate Governance Practices and Reforms

    With growing emphasis of proffering good corporate governance, more rigorous standards are expected and required of directors, in particular, those of listed companies, in their management of the company and accountability towards their investors and shareholders. This course will provide a comprehensive overview of the corporate governance regulatory framework in Hong Kong as well as examine the proposed reforms and developments of relevant laws and regulations which aim to improve corporate governance of companies and their directors.

    22 Sep, 2016

    Courses
  • Update on Offers of Funds Regime in Hong Kong

    With the changes to the professional investor regime, the regime governing selling and marketing and distribution of fund products in Hong Kong have become more and more stringent. This course will provide the latest update on the offers of funds regime in Hong Kong under the Securities and Futures Ordinance and under the Companies (Winding Up and Miscellaneous Provisions) Ordinance (C(WUMP)O) of Hong Kong.

    07 Sep, 2016

    Courses