《證券及期貨條例》第XV 部 – 披露權益: 上市公司董事及股東須知 Disclosure of Interests: Part XV of the SFO – Essentials for Directors and Shareholders of a Listed Company
*Please note this course will be conducted in Cantonese*
Although the Disclosure of Interest regime under the SFO has been in place for over 14 years, it is still a minefield for many, in particular for those substantial shareholders, directors, chief executives who are required by law to disclose their interests in a listed company secretaries, financial controllers or legal counsels who may have to assist in preparing these forms. This course will give a comprehensive overview of the current disclosure of interests regime under the SFO, concentrating on the requirements for directors and shareholders of listed companies.
23 Sep, 2017Courses
儲值支付工具的資金存管及反洗錢管理 (Float Management & Anti-Money Laundering over Stored Value Facilities)
FinTech refers to financial technology. It delivers financial services through technology to new areas, such as P2P transfers, E payments and cross border settlements. Stored Value Facilities (“SVF”) and Retail Payment System (“RPS”) are a subset of FinTech.
Hong Kong has recently entered into a new regulatory regime for SVF and RPS. The regulatory change will put SVF and RPS issuers under regulated business category. This seminar will focus on the background, float management and AML concerns on running a SVF business in Hong Kong.
23 Sep, 2016Courses
*Please note this course will be conducted in Mandarin*
16 Mar, 2017Courses