Courses
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The New Manager in Charge Regime in Hong Kong
The SFC has recently clarified the way it will view senior management of licensed corporations (LCs). The new “Manager in Charge Regime” creates additional reporting obligations for LCs. The objective is to more easily identify those ultimately responsible for key areas within the LC and hold them accountable for the conduct and behavior of the firm. “Senior management” includes not only responsible officers of LCs but “Managers in Charge of Core Functions”. These individuals may or may not be licensed. The following course will provide information regarding the new Manager in Charge Regime in Hong Kong.
06 Jun, 2017
Courses -
The Revised Fund Manager Code of Conduct and Code of Conduct – What ALL Fund Managers Need to Know
Full!
The Revised Fund Manager Code of Conduct (“FMCC”) has become effective on 17 November 2018. This course will give an overview of the major changes to the FMCC and will highlight challenges and key considerations for Fund Managers in order to be compliant with the new requirements.
27 Mar, 2019
Courses -
The Revised Fund Manager Code of Conduct and Code of Conduct – What All Fund Managers Need to Know
The Revised Fund Manager Code of Conduct (“FMCC”) has become effective on 17 November 2018. This course will give an overview of the major changes to the FMCC and will highlight challenges and key considerations for Fund Managers in order to be compliant with the new requirements.
18 Nov, 2019
Courses -
The Role of Hong Kong Notaries Public in Helping Business and Citizens
*Please note this course will be conducted in Cantonese*
Hong Kong Notaries Public belong to one of the 3 branches of the legal profession in Hong Kong. They provide notarial services to facilitate business and to help citizens.
Hong Kong Notaries Public authenticate documents mainly for overseas use, with a foreign dimension. As businesses are becoming global, the number of company documents to be notarised for overseas use is increasing rapidly.
Now, notarial instruments of Hong Kong Notaries Public have evidential status here in Hong Kong Courts by virtue of the recent legislation of the Statute Law (Miscellaneous Provisions) Ordinance 2014.
In this presentation, the speaker will explain the role of Hong Kong Notaries Public. He will demonstrate notarial services by many real life examples.
28 Jun, 2017
Courses