Courses
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Code on Unit Trusts and Mutual Funds – Overview and Proposed Changes
The Securities and Futures Commission launched a consultation regarding proposed amendments to the Code on Unit Trusts and Mutual Funds. This course will provide a comprehensive overview of the Code on Unit Trusts & Mutual Funds as well as the proposed amendments.
05 Jul, 2018
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Codes of Conduct for Managers and Persons Licensed or Registered with the SFC – Recent Changes and Updates
In November 2017 the SFC announced amendments to the Fund Manager Code of Conduct (FMCC) and the Code of Conduct of Persons Licensed by or Registered with the Securities and Futures Commission SFC (Code of Conduct). These amendments impact the ways in which funds are marketed, operated and also the ways in which asset managers are to conduct their roles. The changes will become effective in August and November of 2018 respectively. The following course will provide information on the changes and what managers and persons licensed or registered with the SFC need to do to comply.
30 May, 2018
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Common and Uncommon Disputes in Succession
Disputes over succession are as old as human history. But novel issues just never stop flooding in. This seminar will first go through common issues such as testamentary capacity, construction of will, removal of administrator and Inheritance (Provision for Family and Dependents) Cap 481. It will then go into uncommon topics such as succession under Chinese law and custom, including the validity of marriage and union of concubinage, as well as multi jurisdictional succession.
13 Oct, 2017
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Competition Law and Practice Update
Hong Kong’s competition legislation empowers a government authority to investigate possible infringements and the courts power to penalize companies that use collusive or monopolistic tactics and safeguard a fair and free economic environment. This course will examine the role of competition law in Hong Kong, the scope of the prohibitions, and the establishment of the new Competition Commission and Competition Tribunal. Recent cases and practical considerations will also be examined.
23 Oct, 2017
Courses