IPO

  • *FULL*An Introduction to Initial Public Offerings on the Hong Kong Stock Exchange

    There have been a sleuth of IPOs on the Hong Kong Stock Exchange where companies are raising capital. Understanding the legal and regulatory requirements in order to achieve a successful listing is crucial. This course provides an overview and practical guidelines in relation to the legal and regulatory aspects of an IPO in Hong Kong.

    25 Aug, 2017

    Courses
  • An Introduction to Initial Public Offerings on the Hong Kong Stock Exchange

    There have been a sleuth of IPOs on the Hong Kong Stock Exchange where companies are raising capital. Understanding the legal and regulatory requirements in order to achieve a successful listing is crucial. This course provides an overview and practical guidelines in relation to the legal and regulatory aspects of an IPO in Hong Kong.

    25 Oct, 2017

    Courses
  • An Introduction to Initial Public Offerings on the Hong Kong Stock Exchange

    There have been a sleuth of IPOs on the Hong Kong Stock Exchange where companies are raising capital. Understanding the legal and regulatory requirements in order to achieve a successful listing is crucial. This course provides an overview and practical guidelines in relation to the legal and regulatory aspects of an IPO in Hong Kong.

    05 Oct, 2018

    Courses
  • Obligations and Liabilities of Sponsors in IPOs

    Hong Kong continues to be one of the top locations in the world for Initial Public Offerings “IPO”s. However, irregularities that have come to light in companies post-listing leading to some IPOs being delisted. To maintain confidence and  market stability the SFC has enhanced its enforcement of sponsor activity and sponsors now face increased liability for failures. The following course will provide an overview of the obligations and liabilities of sponsors in an IPO.

    24 Apr, 2018

    Courses
  • Obligations of Sponsors in IPOs: a regulatory enforcement perspective

    Sponsors in the IPO process play a pivotal role. They help to provide the public with confidence that the applicants for listing have met the necessary regulatory requirements for listing. Part of this role involves ensuring that an accurate picture of the listing applicant’s business and financial statements were presented to investors in the Prospectus. This course will provide a comprehensive overview and update of the current obligations of sponsors and bookrunners in the IPO process.

    31 Aug, 2018

    Courses
  • Reverse Takeovers

    Preparing for an IPO and going through new listing requirements involve enormous time, costs and liabilities. Are there any ways to avoid these in order to achieve a listing status? From time to time the market is hot with buying and selling of “Listed Shells” for the purposes of backdoor listings. What are the views of HKEx and SFC on this and the measures they adopt to handle such situations? This course will explore all these issues and provide case studies for the audience.

    This course will be very useful for capital market and IPO practitioners, in particular investment bankers, listed issuers, lawyers and other relevant parties.

    27 Sep, 2018

    Courses