AML

  • Setting Up a Compliance System: An AML Perspective

    Money laundering and terrorist financing (“ML/TF”) can present significant compliance, reputational and operational risks for corporations and have an economic impact on most businesses. In an effort to combat ML and TF, regulators have implemented enhanced standards. Establishing an effective compliance system in your institution is imperative to ensure compliance and avoid risks. The following course will explain the essentials when setting up a compliance system at your organization.

    24 Apr, 2018

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  • 儲值支付工具的資金存管及反洗錢管理 (Float Management & Anti-Money Laundering over Stored Value Facilities)

    FinTech refers to financial technology. It delivers financial services through technology to new areas, such as P2P transfers, E payments and cross border settlements. Stored Value Facilities (“SVF”) and Retail Payment System (“RPS”) are a subset of FinTech.
    Hong Kong has recently entered into a new regulatory regime for SVF and RPS. The regulatory change will put SVF and RPS issuers under regulated business category. This seminar will focus on the background, float management and AML concerns on running a SVF business in Hong Kong.

    23 Sep, 2016

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