Obligations of Sponsors in IPOs: a regulatory enforcement perspective

Sponsors in the IPO process play a pivotal role. They help to provide the public with confidence that the applicants for listing have met the necessary regulatory requirements for listing. Part of this role involves ensuring that an accurate picture of the listing applicant’s business and financial statements were presented to investors in the Prospectus. This course will provide a comprehensive overview and update of the current obligations of sponsors and bookrunners in the IPO process.

Detailed Information

Highlights of the course include:

  • Roles of Sponsors and Bookrunners
  • Duties of Sponsors and Bookrunners: rules and guidance
  • Due Diligence required of Sponsors and Bookrunners
  • Revised sponsor rules, undertakings and declarations
  • Case studies

Registration Conditions

To view our registration conditions click HERE.