PRC Securities Law Update

In the course of rise of China its capital market has experiencing a rapid development. In recent years, particularly since the new round of reform in 2012, the securities market has not only seen great efforts made to improve its legal infrastructure and market conditions, but also faced many serious difficulties and challenges. This course will provide an overview of the regulatory framework, current revision of the PRC Securities Laws, reform measures adopted in recent years and continued government control over the market as reflected in the recent market crisis.

Detailed Information

Highlights of the course include:

  • Development of the securities market in China
  • Overview of the regulatory framework of the securities market in China
  • “Economic Thoughts of the New Era” and the new structure of financial market regulation
  • Newly defined responsibilities of the CSRC
  • Amendment to the PRC Securities Law – Progress and difficulties
    • IPO reform postponed
    • Major concerns
    • 2018 legislative plan of the Standing Committee
  • Further opening of China’s securities market
    • Development of Hong Kong-mainland trading connection
    • Full circulation of H shares
    • Inclusion of MSCI
    • “Belt-Road” bounds
    • Draft of new Regulation on Foreign Investment Securities Companies
  • Policy to attract innovative enterprises (“unicorn enterprises”) coming back
  • Reform of IPO Committee and procedures
  • New OTC market and regional equity market
  • Enforcement and leading cases
  • Institutional challenges facing the socialist market economy

Registration Conditions

To view our registration conditions click HERE.