PRC Securities Law Update

*Please note this course will be conducted in Mandarin*

In the course of rise of China its capital market has experiencing a rapid development. In recent years, particularly since the new round of reform in 2012, the securities market has not only seen great efforts made to improve its legal infrastructure and market conditions, but also faced many serious difficulties and challenges. This course will provide an overview of the regulatory framework, current revision of the PRC Securities Laws, reform measures adopted in recent years and continued government control over the market as reflected in the recent market crisis.

Detailed Information

  • Development of the securities market in China
  • Overview of the regulatory framework of the securities market in China
  • Major concerns with the PRC Securities Law
    • IPO and secondary trading
    • Disclosure requirements
    • Corporate governance
    • Enforcement against violations
    • Investors protection
  • Role of the CSRC as the Securities Regulatory Authority: powers and responsibilities
  • New round of reform since 2012 and new measures taken
  • Lessons from the 2015 market turmoil
  • Amendments to the Securities Law and difficulties
  • Institutional challenges: socialist market economy
  • Securities market crisis in 2015: background, government measures and international debates