All Upcoming Courses
 

 
November

LCF677		 SFO: Risk Management Issues for the Financial Services Industry  
Gavin Lewis Partner, Herbert Smith, Hong Kong
Winnie Chung Associate, Litigation, Herbert Smith
Date & Time 21 November 2008, Friday   |   9:30 am - 12:45 pm
Pts / Hrs* 3.0 CPD points / 3.0 CPT hours
Fee HK$ 1,800
HK$ 1,530 for members who register online
* This seminar forms a part of our HS series.
* This special offer does not apply in conjunction with our normal discount packages.
Please click here for our Discount Package. Or register the HS series.

LCF404		 Disclosure of Interests: Part XV of the Securities & Futures Ordinance - Essentials for Directors and Shareholders of a Listed Company  
Katherine U Partner, Jones Day
Date & Time 22 November 2008, Saturday   |   9:30 am - 12:45 pm
Pts / Hrs* 3.0 CPD points / 3.0 CPT hours
Fee HK$ 1,800
HK$ 1,530 for members who register online
* This seminar forms a part of our Jones Day Series.
* This special offer does not apply in conjunction with our normal discount packages.
Please click here for our Discount Package. Or register for the Jones Day Series.

LCF505		 Update on PRC Securities Law  
Professor Zhang Xianchu Faculty of Law, The University of Hong Kong
Date & Time 24 November 2008, Monday   |   9:30 am - 12:45 pm
Pts / Hrs* 3.0 CPD points / 3.0 CPT hours / 3.0 PD hours *
Fee HK$ 1,800
HK$ 1,530 for members who register online
* This seminar forms a part of our PRC Series.
* This special offer does not apply in conjunction with our normal discount packages.
Please click here for our Discount Package. Or register for the PRC Series.
* Courses & Seminars is registered with CFA Institute as an Approved Provider of continuing education programs. This program is eligible for 3 credit hours, inclusive of 3 Standards, Ethics, and Regulatory (SER) credit hours, as granted by CFA Institute. If you are a CFA Institute member, CE credit for your participation in this program will be automatically recorded in your CE Diary. For more details, please click here.

LCF659		 IPO Documentation  
Stephanie Wong Director, Anglo Chinese Corporate Finance Limited
Julianne Doe Partner, Hammonds
Date & Time 24 November 2008, Monday   |   3:15 pm - 6:30 pm
(Originally scheduled on 21 Nov 08)
Pts / Hrs* 3.0 CPD points / 3.0 CPT hours
Fee HK$ 1,800
HK$ 1,530 for members who register online

LCF686		 Recent Derivatives Documentation Issues Affecting Hedge Funds (Part I) - Lessons from Lehman Brothers - Managing Counterparty & Prime Broker Risk  
Simon Phillips Partner, Simmons & Simmons
Robert Howarth Registered Foreign Lawyer, Simmons & Simmons
Date & Time 27 November 2008, Thursday   |   10:00 am - 11:00 am
Pts / Hrs* CPD points (To be accredited) / 1.0 CPT hours
Fee HK$ 800
HK$ 680 for members who register online
* This seminar forms a series with the seminar on Recent Derivatives Documentation Issues Affecting Hedge Funds (Part II) - Reviewing & Negotiating Prime Brokerage & Derivatives Documentation for Funds (27 Nov 2008). The seminars are inter-related. Register for both and enjoy a special discount.
HK$ 1,400 for attending both sessions
HK$ 1,190 for members who register for both sessions online
* This special offer does not apply in conjunction with our normal discount packages.

LCF687		 Recent Derivatives Documentation Issues Affecting Hedge Funds (Part II) - Reviewing & Negotiating Prime Brokerage & Derivatives Documentation for Funds  
Simon Phillips Partner, Simmons & Simmons
Date & Time 27 November 2008, Thursday   |   11:30 am - 12:30 pm
Pts / Hrs* CPD points (To be accredited) / 1.0 CPT hours
Fee HK$ 800
HK$ 680 for members who register online
* This seminar forms a series with the seminar on Recent Derivatives Documentation Issues Affecting Hedge Funds (Part I) - Lessons from Lehman Brothers - Managing Counterparty & Prime Broker Risk (27 Nov 2008). The seminars are inter-related. Register for both and enjoy a special discount.
HK$ 1,400 for attending both sessions
HK$ 1,190 for members who register for both sessions online
* This special offer does not apply in conjunction with our normal discount packages.

LCF649		 Dealing with Regulatory Investigations from the US - Foreign Corrupt Practices Act (FCPA) and Its Implications  
Gareth Thomas Partner, Herbert Smith
Date & Time 27 November 2008, Thursday   |   2:30 pm - 5:45 pm
(Originally scheduled on 9 Oct 08)
Pts / Hrs* 3.0 CPD points / 3.0 CPT hours
Fee HK$ 1,800
HK$ 1,530 for members who register online
* This seminar forms a part of our HS series.
* This special offer does not apply in conjunction with our normal discount packages.
Please click here for our Discount Package. Or register the HS series.

LCF657		 Company Practice: Documents and Procedures for Company Formation and Matters concerning Directors  
Judith Sihombing Training Manager, Simmons & Simmons
Date & Time 29 November 2008, Saturday   |   9:30 am - 12:45 pm
Pts / Hrs* 3.0 CPD points / 3.0 CPT hours
Fee HK$ 1,800
HK$ 1,530 for members who register online
December

LCF681		 Regulatory Inquiries and Litigation: Issues and Considerations  
Benjamin Bair Managing Director, Asia Pacific Regional Head of Compliance, Investment Banking Division, Credit Suisse
James J. Mangan Executive Director and Counsel, Morgan Stanley
Martin Rogers Partner, Clifford Chance
Date & Time 1 December 2008, Monday   |   2:30 pm - 5:45 pm
Pts / Hrs* 3.0 CPD points / 3.0 CPT hours
Fee HK$ 1,800
HK$ 1,530 for members who register online

LCF358		 Cayman and BVI as Domicile for Offshore Funds: Structural, Regulatory and Documentation Issues  
Greg Knowles Partner, Maples and Calder
Barry Mitchell Partner, Maples and Calder
Date & Time 2 December 2008, Tuesday   |   4:30 pm - 6:40 pm
Pts / Hrs* CPD points (To be accredited) / 2.0 CPT hours
Fee HK$ 1,300
HK$ 1,105 for members who register online

LCF682		 Issues for Employers Arising from Employee Crime or Misconduct  
Michael Withington Senior Consultant, Herbert Smith
Ian Johnston Assistant Solicitor, Herbert Smith
Date & Time 3 December 2008, Wednesday   |   4:00 pm - 6:10 pm
Pts / Hrs* CPD points (To be accredited) / 2.0 CPT hours
Fee HK$ 1,300
HK$ 1,105 for members who register online

LCF679		 M & A in the PRC - Practical Aspects  
Wang Xiao Jun Principal, X.J. Wang & Co. – in association with Jun He Law Offices, PRC
Date & Time 4 December 2008, Thursday   |   10:00 am - 12:45 pm
Pts / Hrs* CPD points (To be accredited) / 2.5 CPT hours
Fee HK$ 1,500
HK$ 1,275 for members who register online

LCF683		 SFC Investigations and Disciplinary Hearings  
Mark Johnson Partner, Herbert Smith
Additional Speaker(s) to be Announced
Date & Time 5 December 2008, Friday   |   10:00 am - 12:10 pm
Pts / Hrs* CPD points (To be accredited) / 2.0 CPT hours
Fee HK$ 1,300
HK$ 1,105 for members who register online
* This seminar forms a part of our HS series.
* This special offer does not apply in conjunction with our normal discount packages.
Please click here for our Discount Package. Or register the HS series.

LCF662		 Post-Conference Masterclass 3 - Directors' & CEOs' Compensation in Hong Kong and the Role of Ownership Structure & Remuneration Committee  
Professor Simon Ho Dean, School of Business, Hong Kong Baptist University
Date & Time 5 December 2008, Friday   |   2:30 pm - 4:00 pm
(Originally scheduled on 20 Oct 08)
Pts / Hrs* 1.5 CPD points / 1.5 CPT hours
Fee HK$ 1,200
HK$ 1,020 for members who register online
HK$ 600 for members who are attendees of Listed Companies Conference 2008
Post-Conference Master Classes

Please note our general IDP and ODP discount package do not apply to this special offer on
Register for both Master Classes and enjoy a special discount.

LCF650		 SFO and Its Implications for the Fund Management Industry  
Luke Gannon Partner, DLA Piper UK LLP; Head of Funds & Asset Management – Asia
Date & Time 9 December 2008, Tuesday   |   2:30 pm - 5:45 pm
Pts / Hrs* 3.0 CPD points / 3.0 CPT hours
Fee HK$ 1,800
HK$ 1,530 for members who register online

CLCF684		 Distribution of Funds Conference  
Date & Time 10 December 2008, Wednesday   |   9:30 am - 5:45 pm
Pts / Hrs* CPD points (To be accredited) / 6.0 CPT hours
Fee HK$ 4,800
HK$ 4,320 for 3 or more delegates from the same company who register by mail/fax/regular mail
HK$ 4,080 for C&S Member who register online
HK$ 3,840 for 3 or more delegates who is C&S Member from the same company and register online

LCF270		 Fundamentals of Equity Derivatives  
Pascal Vinais MHKSI, CTP, CIIA
Date & Time 11 December 2008, Thursday   |   9:30 am - 12:45 pm
Pts / Hrs* CPD points (To be accredited) / 3.0 CPT hours
Fee HK$ 1,800
HK$ 1,530 for members who register online
* This seminar forms a part of our Derivatives Series.
* This special offer does not apply in conjunction with our normal discount packages.
Please click here for our Discount Package. Or register for the Derivatives Series.

LCF632		 Private Investment in Public Equity (PIPEs)  
Scott Peterman Partner (HK Office) and Gaikokuho Jimu Bengoshi (Tokyo Office), Sidley Austin
Date & Time 11 December 2008, Thursday   |   2:30 pm - 4:40 pm
Pts / Hrs* CPD points (To be accredited) / 2.0 CPT hours
Fee HK$ 1,300
HK$ 1,105 for members who register online

LCF678		 Private Equity Funds Conference  
Robert Woll Co-Managing Partner, Wilmer Cutler Pickering Hale and Dorr LLP, Beijing
Jeffrey Blount Partner, Hong Kong and Beijing, Fulbright & Jaworski L.L.P.
Additional Speaker(s) to be Announced
Date & Time 12 December 2008, Friday   |   9:15 am - 5:45 pm
Pts / Hrs* CPD points (To be accredited) / 6.0 CPT hours
Fee HK$ 4,800
HK$ 4,320 for 3 or more delegates from the same company who register by mail/fax/regular mail
HK$ 4,080 for C&S Member who register online
HK$ 3,840 for 3 or more delegates who is C&S Member from the same company and register online

LCF680		 Nuts & Bolts of Conducting an Effective AML and CTF Check for Financial Intermediaries & Institutions  
Daniel Au Vice President, Country AML Officer, major European investment bank
Date & Time 13 December 2008, Saturday   |   10:00 am - 12:10 pm
Pts / Hrs* CPD points (To be accredited) / 2.0 CPT hours
Fee HK$ 1,300
HK$ 1,105

LCF685		 Current Issues on Liquidation, Schemes of Arrangement and Corporate Rescue in Hong Kong  
Stephen Briscoe Managing Director, Briscoe & Wong Ltd.
Robin Darton Partner, Tanner De Witt
Date & Time 15 December 2008, Monday   |   2:30 pm - 5:45 pm
Pts / Hrs* CPD points (To be accredited) / 3.0 CPT hours
Fee HK$ 1,800
HK$ 1,530 for members who register online

LCF643		 Derivatives Making Headlines and Other Practical Aspects of Equity Derivatives. Did We Learn Anything from History?  
Pascal Vinais MHKSI, CTP, CIIA
Date & Time 17 December 2008, Wednesday   |   9:30 am - 12:45 pm
Pts / Hrs* CPD points (To be accredited) / 3.0 CPT hours
Fee HK$ 1,800
HK$ 1,530 for members who register online
* This seminar forms a part of our Derivatives Series.
* This special offer does not apply in conjunction with our normal discount packages.
Please click here for our Discount Package. Or register for the Derivatives Series.

LCF676		 The Selling Game Workshop  
Mark Loasby Managing Director, Connect Communication Limited
Date & Time 17 December 2008, Wednesday   |   2:00 pm - 6:15 pm
Pts / Hrs* 4.0 CPD points / 4.0 CPT hours
Fee HK$ 2,400
HK$ 2,040 for members who register online
January

LCF494		 Contracts Masterclass (2) - Termination and Remedies  
Judith Sihombing Training Manager, Simmons & Simmons
Date & Time 10 January 2009, Saturday   |   9:30 am - 12:45 pm
(Originally scheduled on 8 Nov 08)
Pts / Hrs* 3.0 CPD points
Fee HK$ 1,800
HK$ 1,530 for members who register online
HK$ 1,440 for 2nd attendee
HK$ 1,260 for 3rd and subsequent attendees
* This seminar forms a series with the seminar on Contracts Masterclass (1) - Formation and Terms (11 Oct 2008). The seminars are inter-related. Register for both and enjoy a special discount.
HK$ 3,240 or 10% for attending both sessions
HK$ 2,880 or 20% for members who register for both sessions online
* This special offer does not apply in conjunction with our normal discount packages.

LCF688		 Update on Regulatory & Compliance Issues for the Fund Management Industry  
Gareth Hughes Partner, Simmons & Simmons
Nicola Phillips Associate, Simmons & Simmons
Date & Time 14 January 2009, Wednesday   |   9:30 am - 12:45 pm
Pts / Hrs* 3.0 CPD points (To be accredited) / 3.0 CPT hours
Fee HK$ 1,800
HK$ 1,530 for members who register online

LCF555		 Enforcement of Listing Rules & Disciplinary Hearings  
Stephen Jamieson Vice President, Listing Enforcement, Listing Division, The Stock Exchange of Hong Kong Limited
David Morrison Partner, Richards Butler in association with Reed Smith LLP
Date & Time 15 January 2009, Thursday   |   2:30 pm - 5:45 pm
Pts / Hrs* 3.0 CPD points / 3.0 CPT hours
Fee HK$ 1,800
HK$ 1,530 for members who register online

LCY538		 New Territories Land Matters (1) - Overview and some Practical Issues  
Christopher Robinson Formerly Assistant Director (Legal), Legal Advisory and Conveyancing Office, Lands Department
Date & Time 16 January 2009, Friday   |   2:30 pm - 5:45 pm
Pts / Hrs* 3.0 CPD points (To be accredited)
Fee HK$ 1,800
HK$ 1,530 for members who register online
* This seminar forms a part of our Land Series.
* This special offer does not apply in conjunction with our normal discount packages.
Please click here for our Discount Package. Or register for the Land Series.

LCF667		 PRC Anti-Monopoly Law  
Professor Zhang Xianchu Faculty of Law, The University of Hong Kong
Date & Time 17 January 2009, Saturday   |   9:30 am - 12:45 pm
(Originally scheduled on 12 Nov 08)
Pts / Hrs* 3.0 CPD points / 3.0 CPT hours
Fee HK$ 1,800
HK$ 1,530 for members who register online
* This seminar forms a part of our PRC Series.
* This special offer does not apply in conjunction with our normal discount packages.
Please click here for our Discount Package. Or register for the PRC Series.

LCY552		 New Territories Land Matters (2) - Small House Policy ("SHP")  
Christopher Robinson Formerly Assistant Director (Legal), Legal Advisory and Conveyancing Office, Lands Department
Date & Time 22 January 2009, Thursday   |   2:30 pm - 5:45 pm
Pts / Hrs* 3.0 CPD points (To be accredited)
Fee HK$ 1,800
HK$ 1,530 for members who register online
* This seminar forms a part of our Land Series.
* This special offer does not apply in conjunction with our normal discount packages.
Please click here for our Discount Package. Or register for the Land Series.