Programme - Connected Transactions         Click here for Notifiable Transactions

Course Details
   
Date Saturday, 4 September 2010
Time 9:00 am - 5:15 pm
Level Intermediate
Points CPD Law: 6.0 CPD points
CPT Hours: 6.0 CPT hours
CE CFA: 6.0 CE / 6.0 SER Credits
Fee HK $4,800 per person
Discount   Please click here
Language   English
Venue   Courses & Seminars Limited
22/F
100 Queen's Road Central
Hong Kong
   
Connected Transactions only
Notifiable Transactions &
Connected Transactions

Download Registration Form (547.8 KB)

* Please note that the programme is subject to change.

Speakers
Ms. Katherine U, Partner, Jones Day
Ms. Yvonne Ho, Managing Director, Courses & Seminars Limited

 Course Programme
09:00 What is a Connected Transaction and Who is a Connected Person?
  Ms. Katherine U, Partner, Jones Day
10:20 Exercises
  Ms. Yvonne Ho, Managing Director, Courses & Seminars Limited
10:50 Tea / Coffee Break
11:05 What is a Connected Transaction? Rule 14A.13(1)(b)(i)
  Ms. Katherine U, Partner, Jones Day
11:20 Exercises
  Ms. Yvonne Ho, Managing Director, Courses & Seminars Limited
11:50 What is a Connected Transaction?
  Ms. Katherine U, Partner, Jones Day
12:10 Total Exemptions & Partial Exemptions (other than Financial Assistance or Options)
  Ms. Katherine U, Partner, Jones Day
12:35 Lunch
14:05 Total Exemptions & Partial Exemptions (other than Financial Assistance or Options) (Cont'd)
  Ms. Katherine U, Partner, Jones Day
14:25 Total Exemptions & Partial Exemptions for Financial Assistance
  Ms. Katherine U, Partner, Jones Day
14:50 Continuing Connected Transactions
  Ms. Katherine U, Partner, Jones Day
15:10 Other Applicable Rules, Requirements & General Principles
  Ms. Katherine U, Partner, Jones Day
15:50 Tea / Coffee Break
16:05 Consultation Paper on Proposed Changes to the Connected Transaction Rules (Oct - December 2009)
  Ms. Katherine U, Partner, Jones Day
16:25 Case Studies
  Ms. Yvonne Ho, Managing Director, Courses & Seminars Limited
17:15 End of Course