Past
Courses
Since our inception
in 2000, Courses & Seminars Limited (C&S) has organized
over five hundred courses and conferences
attended by over 17,000 professionals
in Hong Kong. We endeavor to provide continuous professional training
in a wide range of topics suitable for legal, corporate, financial
and other professional sectors.
Breakdown
of our categories of courses
| |
| LCF157 |
A Practical Guide to Executing Documents (8) |
| LCF156 |
A Practical Guide to M&A in Hong Kong (10) |
| CPD1101286 |
A Practical Guide to Mergers & Acquisitions in Hong Kong (1) |
| LCF634 |
A Practitioner's Notes to Directors' & Shareholders' Meetings (1) |
| LCF747 |
A Practitioner's Notes to Directors' and Shareholders' Meetings (2) |
| LLT079 |
All You Should Know About Partnerships (1) |
| LCF569 |
Anti-Money Laundering and Counter Terrorist Financing: Latest Developments and What Financial Professionals Need to Know (2) |
| LCF014 |
Challenges and Perspectives of an Inhouse Counsel in International Securities Business (1) |
| LCF206 |
Companies (Amendment) Ordinance 2003 (1) |
| LCF186 |
Company (Amendment) Ordinance 2003 (1) |
| LCF173 |
Company Practice: Convening AGMs, EGMs and Directors' Meetings (2) |
| LCF614 |
Company Practice: Convening Shareholders' and Directors' Meetings (1) |
| LCF657 |
Company Practice: Documents and Procedures for Company Formation and Matters concerning Directors (2) |
| LCF571 |
Company Practice: Essential Corporate Documents and Procedures (1) |
| LEL243 |
Contracts for Services: Rights, LIabilities and Issues (2) |
| LCF493 |
Contracts Masterclass (I) - Formation, Terms and Performance (2) |
| LCF494 |
Contracts Masterclass (II) - Breach, Termination and Remedies (2) |
| LCF268 |
Convening Annual Feneral Meeting of a Listed Company: Procedures & Documentation (1) |
| LCF702 |
Current Issues on Liquidation and Corporate Insolvency in Hong Kong (1) |
| LCF361 |
Dealing with the Companies Registry: Tips for Completiong and Filing of Forms and Use of Electronic (1) |
| LCF790 |
Doing Business in the PRC: Establishment, Acquisitions, Operations & Employment Issues (1) |
| EXC1101274 |
Doing Business in the PRC: Establishment, Acquisitions, Operations & Employment Issues (1) |
| LCF239 |
Employee Share Schemes (2) |
| LCF432 |
Employee Share Schemes for Listed and Private Companies in HK - Financial and Other Considerations (1) |
| LCF425 |
Insolvency Litigation: Actions against Directors and Others for Asset Recovery (1) |
| LCF293 |
International Trade Finance Workshop: Step-by-step Analysis of Key Terms, Legal Principles and Practical Operations from Legal, Banking Accounting and Commercial Perspectives (1) |
| LLT414 |
Litigating Shareholders' Disputes (2) |
| LCF511 |
Litigating Shareholders' Disputes (2) |
| LCF766 |
M&A Documentation: Negotiating the Purchase Agreement (1) |
| LCF081 |
Money Laundering (1) |
| LCF189 |
Money Laundering: Implications for Financial Institutions, Professionals and Corporates (1) |
| LCF023 |
Money Laundering: Implications for Financial Intermediaries and Commercial Organizations (1) |
| LCF735 |
Pensions in Hong Kong - General Overview, Legislative Update and Recent Trends (1) |
| LCF247 |
Practical Implications of anti-Money Laundering Laws for Professionals (2) |
| LCF142 |
Privatisation of Listed Companies (1) |
| LCF382 |
Prohibition on Financial Assistance to Directors: Legal Analysis and Practical Implications (2) |
| LCF560 |
SFO and Its Implications for the Securities and Brokerage Industry (1) |
| LCF450 |
Share Placements and Rights Issues (1) |
| LCF262 |
Share Placements, Rights Issues and Spin-off (4) |
| LLT162 |
Share Schemes (2) |
| LCF229 |
Shareholders Agreements: Major Issues in Negotiating & Drafting (1) |
| LCF248 |
Shareholders' Agreements Workshop (6) |
| LCF124 |
Shareholders' Agreements: Major Issues in Negotiation & Drafting (1) |
| LCF172 |
The Prospectus Regime and Companies (Amendment) Bill (2) |
| LCF196 |
The Prospectus Regime and the Companies (Amendment) Bill (2) |
| LCF378 |
Update on Anti-Money Laundering and Counter Terrorist Financing Laws in Hong Kong - Implications for Banks and Financial Businesses (2) |
| LCF457 |
Update on Anti-Money Laundering and Counter Terrorist Financing Laws in Hong Kong: Implications for Professionals and Financial Businesses (1) |
| LCF349 |
Update on Anti-money Laundering Laws for Non Financial Businesses: Implications for Lawyers, Accountants, Trust Service Providers, Estate Agents, Jewellers and Casinos (1) |
| LCF508 |
Update on PRC Company Law (3) |
| LCF466 |
Update on the Hong Kong Company Law Reform: Phase 3 and Proposed Changes to the Prospectus Regime (1) |
| |
|
* the number shown in blanket ( ) indicates the no. of times that a specific course has been organized |
| |
| LCF097 |
A Practical Guide to Fund Documentation (1) |
| LCF115 |
A Practical Guide to Fund Documentation (5) |
| LCF824 |
Advanced Course in Hedge Fund Terms (1) |
| LCF370 |
Authorization of Hedge Funds: Update and Current Legal Issues (1) |
| LCF506 |
Becoming QFII / Setting up a QFII Fund – Legal and Practical Issues (1) |
| LCF791 |
BVI Securities and Investment Business Act, 2010 - Implications for Fund Management Business (1) |
| CPD1101302 |
Carried Interest and Profit Sharing Plans for Hedge Fund and Private Equity Fund Managers (1) |
| LCF734 |
Cayman & BVI as a DomiciIe for Offshore Funds: Structural, Regulatory & Documentation Issues (1) |
| LCF773 |
Cayman & BVI as Domicile for Offshore Funds: Structural, Regulatory & Documentation Issues (4) |
| CPD1101273 |
Cayman & BVI as Domicile for Offshore Funds: Structural, Regulatory, & Documentation Issues (1) |
| CPD1101306 |
Cayman & BVI as Domicile for Offshore Funds: Structural, Regulatory, & Documentation Issues (1) |
| LCF291 |
Cayman and BVI as Domicile for Offshore Funds: Structural, Regulatory and Documentation Issues (1) |
| LCF358 |
Cayman and BVI as Domicile for Offshore Funds: Structural, Regulatory and Documentation Issues (12) |
| LCF814 |
Cayman Private Label Funds (2) |
| LCF193 |
Chapter 21 Listed Funds (1) |
| LCF284 |
Custodian / Administrator's role in Managing Risk (1) |
| LCF595 |
Deal Documentation for Hedge Fund Managers (1): Overview - What Hedge Funds are Doing (1) |
| LCF603 |
Deal Documentation for Hedge Fund Managers (2): Acquisition Finance (1) |
| LCF604 |
Deal Documentation for Hedge Fund Managers (3): Convertible / Exchangeable Debt Instruments (1) |
| CPD1101277 |
Dealing with HNW Investors in Hong Kong (1) |
| LCF420 |
Derivatives Transactions: Implications for the Fund Industry (1) |
| LIF006 |
Direct Investments (1) |
| CLCF684 |
Distribution of Funds Conference (1) |
| LCF143 |
Exchange Traded Funds (4) |
| LCF587 |
Exchange Traded Funds (2) |
| LCF665 |
Exchange Traded Funds (1) |
| LCF779 |
Executive Course: Hedge Funds Documentation (1) |
| LFM746 |
Forum: Conceptual Framework of Legislative Proposal to Enhance the Anti-Money Laundering Regulatory Regime in respect of the Financial Sectors (1) |
| LCF459 |
Fund Documentation (2) |
| LCF554 |
Fund Documentation (1) |
| LCF094 |
Fund of Hedge Funds (2) |
| LCF437 |
Hedge Fund Strategy: Convertible Arbitrage and Relative Value (1) |
| LCF465 |
Hedge Fund Strategy: Long / Short Equity (2) |
| LCF696 |
Hedge Fund Strategy: Managed Futures (1) |
| LCF399 |
Hedge Funds / Fund of Hedge Funds (1) |
| LCF525 |
Hedge Funds / Fund of Hedge Funds (1) |
| LCF091 |
Hedge Funds Authorisation: An Overview of Legal and Regulatory Requirements in Hong Kong (1) |
| CPD1101280 |
Hedge Funds Documentation (1) |
| LCF534 |
Hedge Funds Documentation Workshop (7) |
| LCF105 |
Hedge Funds in HK: Opportunities for Investors and Fund Providers (1) |
| LCF163 |
Hedge Funds: A Fund Manager's Perspective (2) |
| LCF223 |
Hedge Funds: A Professional Investor's Perspective (1) |
| LCF330 |
Hedge Funds: Various Strategies Explored (1) |
| LCF664 |
Hedge Funds: Various Strategies Explored (2) |
| CLCF574 |
Hong Kong: Hedge Fund Hub of Asia (1) |
| LCF436 |
Implications of US Securities Laws for Non US FundsAnd their Advisors (1) |
| LCF075 |
Introduction to Hedge Funds (1) |
| LIF003 |
Investment Funds in Focus (1) |
| LCF090 |
Investment Funds in the PRC (1) |
| LCF146 |
Investment Funds in the PRC (1) |
| LCF085 |
Issues for the fund industry under the Securities & Futures Ordinance (1) |
| LCF240 |
Issues to Consider on Setting Up Offshore Companies and Investment Funds: Cayman, BVI and Bermuda Compared? (1) |
| CLCF642 |
Listed Companies Conference - Corporate Governance 2008 (2) |
| LIF509 |
Managing / Running a Private Equity Fund (1) |
| LCF479 |
Managing and Running a Private Equity Fund (1) |
| LCF738 |
Market Risk Workshop (1) |
| LCF053 |
MPF Update (1) |
| LCF323 |
Non-Performing Loans in China: Recent Developments and Trends (3) |
| LCF489 |
Offers and Distribution of Investments: The Hong Kong and UK Regimes Explored (1) |
| LCF244 |
Offers of Investments - Part IV of the SFO (1) |
| LCF306 |
Offers of Investments: Changes to the SFO and Companies Ordinance Explored (1) |
| LCF344 |
Offers of Investments: The Hong Kong Regime Explored (8) |
| LCF718-1 |
Offshore Funds Conference 2009 (Day 1) (1) |
| LCF753-1 |
Offshore Funds Conference 2009 (Day 1) (1) |
| LCF718-2 |
Offshore Funds Conference 2009 (Day 2) (1) |
| LCF753-2 |
Offshore Funds Conference 2009 (Day 2) (1) |
| LCF181 |
Offshore Funds in Hong Kong (1) |
| LCF202 |
Offshore Funds: How, where and why? (1) |
| LCF072 |
Offshore Funds: Structure and Taxation Issues (1) |
| LCF318 |
Offshore Funds: Tax Considerations and Issues (1) |
| LCF439 |
Offshore Funds:Risks and Concerns from an Auditor's Perspective (1) |
| LCF807 |
Operational Risks for Fund and Private Equity Managers and Insurance Solutions (1) |
| LCF483 |
Post-Conference Master Class 1: Learning from Hedge Funds Failures - Case Studies (3) |
| LCF582 |
Post-Conference Master Class 2 - Hedge Fund Structures (1) |
| LCF581 |
Post-Conference Master Class 3 - Taxation Issues for Hedge Funds in Korea and Hong Kong (1) |
| LCF577 |
PRC Fund Management and QDII Update (1) |
| LCF562 |
PRC Fund Management Industry Update (1) |
| LCF224 |
PRC Investment Funds (2) |
| CLCF817 |
PRC Investment Funds Conference (1) |
| LCF461 |
Pre-IPO Private Equity Investments - What Not to Do (1) |
| LCF796 |
Prime Brokerage - What Fund Managers Need to Know (2) |
| LCF215 |
Private Equity Funds (1) |
| LCF777 |
Private Equity Funds Documentation (4) |
| LCF695 |
Private Equity Funds Evaluation (3) |
| CPD1101276 |
Private Equity Funds Evaluation (1) |
| CPD1101301 |
Private Equity Funds Evaluation (1) |
| LCF575 |
Private Equity Investments in the PRC: Regulatory and Operational Issues (1) |
| LCF606 |
QDII - Issues and Opportunities for Offshore Advisors (1) |
| LCF300 |
Real Estate Investment Trust "REITs" (1) |
| LCF455 |
Regulation of Hedge Funds (1) |
| LCF384 |
REITs (2) |
| LCF803 |
Risk Management and Investment Management (1) |
| LCF429 |
Risk Management for Hedge Funds / Alternative Investments (4) |
| LCF313 |
SEC Registration of Hedge Fund Managers: The New Rules and Implications for Non U.S. Fund Managers (1) |
| LCF723 |
Selecting / Evaluating Private Equity Funds (3) |
| LCF530 |
Setting up a Hedge Fund: Structural, Regulatory and Documentation Issues (1) |
| LCF471 |
Setting up a Private Equity Fund (2) |
| LIF697 |
Setting Up an Investment Fund for the Asia Market Place: Practical Tips (2) |
| CPD1101315 |
Setting Up and Managing a HF Business (2) |
| LCF213 |
Setting Up and Operating a Hedge Fund (1) |
| LCF813 |
Setting Up and Operating a Hedge Fund (1) |
| LCF266 |
Setting up Offshore Fund (I): Structure, Tax & Jurisdictional Issues (1) |
| LCF267 |
Setting up Offshore Fund (II): Documentation Process (1) |
| LCF292 |
Setting Up on Offshore Fund: Accounting and Tax Issues (1) |
| LCF783 |
SFC Authorised Funds (1) |
| LCF650 |
SFO and Its Implications for the Fund Management Industry (1) |
| LCF797 |
Short Selling: Regulation Update (1) |
| CPD1101278 |
Structuring a Private Equity Deal in the PRC (1) |
| CPD1101314 |
Structuring a Private Equity Deal in the PRC (1) |
| LCF827 |
Structuring RMB Funds (1) |
| LCF769 |
Taxation Issues for Funds and Managers (1) |
| LCF825 |
Taxation on RMB Funds (1) |
| LCF183 |
The Code on REITs (1) |
| LCF071 |
The Code on Unit Trusts and Mutual Funds (1) |
| LCF112 |
The Code on Unit Trusts and Mutual Funds (1) |
| LCF422 |
The Revenue (Profits Tax Exemption for Offshore Funds) Ordinance 2006: Implications for Offshore Funds and Managers in Hong Kong (1) |
| LCF633 |
U.S. Regulatory Issues for Fund Managers (1) |
| LCF811 |
UCITS for Hedge Funds (1) |
| LCF815 |
UCITs, non-UCITs and Redomiciliation of Cayman Funds to Europe (1) |
| LCF635 |
Understanding the QDII Scheme and QDII Funds (1) |
| LCF536 |
Update on China Fund Management Opportunities (1) |
| LCF741 |
Update on Hedge Fund Regulations and Trends - Implications of the Private Fund Investment Advisers Registration Act of 2009 and others (1) |
| LCF501 |
Update on Offshore Funds Taxation (1) |
| LCF673 |
Update on PRC Investment Funds (1) |
| LCF752 |
Update on PRC Investment Funds (1) |
| LCF453 |
Update on PRC Investment Funds: Legal and Practical Issues (1) |
| LCF490 |
Update on PRC Securities Laws – QDll and QFll etc. – Implications for Offshore Funds Managers (1) |
| LCF688 |
Update on Regulatory & Compliance Issues for the Fund Management Industry (1) |
| LCF340 |
Update on REITs (1) |
| LCF785 |
Update on Short Selling Regulations in the US & HK (1) |
| LCF449 |
US Tax Implications for Offshore Funds (1) |
| LCF261 |
Venture Capital and Private Equity Fund (1) |
| |
|
* the number shown in blanket ( ) indicates the no. of times that a specific course has been organized |
| |
| LCF791 |
BVI Securities and Investment Business Act, 2010 - Implications for Fund Management Business (1) |
| LCF734 |
Cayman & BVI as a DomiciIe for Offshore Funds: Structural, Regulatory & Documentation Issues (1) |
| LCF773 |
Cayman & BVI as Domicile for Offshore Funds: Structural, Regulatory & Documentation Issues (4) |
| CPD1101273 |
Cayman & BVI as Domicile for Offshore Funds: Structural, Regulatory, & Documentation Issues (1) |
| CPD1101306 |
Cayman & BVI as Domicile for Offshore Funds: Structural, Regulatory, & Documentation Issues (1) |
| LCF291 |
Cayman and BVI as Domicile for Offshore Funds: Structural, Regulatory and Documentation Issues (1) |
| LCF814 |
Cayman Private Label Funds (2) |
| LCF394 |
Choice of Jurisdictions: Setting Up Offshore Companies (1) |
| LCF443 |
Choice of Offshore Jurisdictions: Comparative Analysis and Recent Updates (2) |
| LCF771 |
Establishing Private Trusts – an Offshore Perspective (1) |
| LCF779 |
Executive Course: Hedge Funds Documentation (1) |
| CPD1101280 |
Hedge Funds Documentation (1) |
| LCF534 |
Hedge Funds Documentation Workshop (7) |
| LCF812 |
IFRS for Investment Funds 2010 (1) |
| LCF307 |
Introduction to the New BVI Business Companies Act (1) |
| LCF240 |
Issues to Consider on Setting Up Offshore Companies and Investment Funds: Cayman, BVI and Bermuda Compared? (1) |
| CLCF793-1 |
Offshore Funds Conference (Day One) (1) |
| IHC1101257 |
Offshore Funds Conference (Day One) (1) |
| CLCF793-2 |
Offshore Funds Conference (Day Two) (1) |
| IHC1101258 |
Offshore Funds Conference (Day Two) (1) |
| IHC1101296 |
Offshore Funds Conference: Regulatory and Tax Updates 2011 (Day One) (1) |
| IHC1101297 |
Offshore Funds Conference: Regulatory and Tax Updates 2011 (Day Two) (1) |
| LCF202 |
Offshore Funds: How, where and why? (1) |
| LCF072 |
Offshore Funds: Structure and Taxation Issues (1) |
| LCF439 |
Offshore Funds:Risks and Concerns from an Auditor's Perspective (1) |
| LCF272 |
Offshore Trusts: Choice of Offshore Jurisdictions (1) |
| LCF126 |
Offshore Trusts: Implications for Trustees, Beneficiaries and Settlors in Different Jurisdictions (3) |
| LCF372 |
Popular Offshore Jurisdictions in Asia: Comparative Analysis and Recent Trend (1) |
| LCF798 |
Setting Up a Trust: Why, Who, Where and How? (2) |
| LIF697 |
Setting Up an Investment Fund for the Asia Market Place: Practical Tips (2) |
| LCF089 |
Setting Up an Offshore Trusts: Considerations and Issues (1) |
| CPD1101315 |
Setting Up and Managing a HF Business (2) |
| LCF813 |
Setting Up and Operating a Hedge Fund (1) |
| LCF266 |
Setting up Offshore Fund (I): Structure, Tax & Jurisdictional Issues (1) |
| LCF783 |
SFC Authorised Funds (1) |
| LCF279 |
Substantive Issues for Offshore Companies in Cayman Islands, BVI and Bermuda (2) |
| LCF395 |
The New BVI Corporate Regime: The BVI Business Companies Act (2) |
| LCF343 |
The New BVI Corporate Regime: The New BVI Business Companies Act (1) |
| LCF815 |
UCITs, non-UCITs and Redomiciliation of Cayman Funds to Europe (1) |
| LCF147 |
Update on the British Birgin Islands' (BVI) Bearer Shares - the New Law & its Implications (1) |
| CPD1101281 |
US Legislation Affecting Offshore Fund Managers (1) |
| LCF449 |
US Tax Implications for Offshore Funds (1) |
| |
|
* the number shown in blanket ( ) indicates the no. of times that a specific course has been organized |
Regulatory & SFC Compliance |
| LCF631 |
"Dos" and "Don'ts" When Dealing with High Net Worth Investors in Hong Kong (2) |
| LCF058 |
A Practical Guide to SFC Codes & Regulations for Financial Intermediaries (3) |
| LCF251 |
A Practical Guide to the Application of the SFC's Codes, Guidelines, Rules and Regulations (5) |
| LCF824 |
Advanced Course in Hedge Fund Terms (1) |
| LCF370 |
Authorization of Hedge Funds: Update and Current Legal Issues (1) |
| LCF206 |
Companies (Amendment) Ordinance 2003 (1) |
| LCF186 |
Company (Amendment) Ordinance 2003 (1) |
| LTL434 |
Competition Law in Hong Kong (1) |
| LCF419 |
Compliance Best Practices for the Asset Management Industry (2) |
| LCF551 |
Compliance Best Practices for the Asset Management Industry (1) |
| LCF222 |
Compliance for Financial Insitutions (1) |
| LCF671 |
Compliance Practice for Private Bankers (1) |
| LCF761 |
Compliance Practice Management: How to Manage Conflict of Interests (3) |
| LCF528 |
Compliance Practice Management: How to Navigate Regulatory Hazards (1) |
| LCF576 |
Compliance Practice Management: How to Navigate Regulatory Hazards (1) |
| LCF645 |
Compliance Practice Management: How to Navigate Regulatory Hazards (1) |
| LCF373 |
Compliance Practice Management:How to Navigate Regulatory Hazards (2) |
| LCF698 |
Continuing Obligations: Chapter 13 of the Listing Rules (2) |
| LEL478 |
Crime/ Misconduct in the Course of Employment : Issues for Employers and Employees in the Financial Industry (1) |
| LCF507 |
Crime/ Misconduct in the Financial Industry: Issues for Employers and Employees (1) |
| CPD1101277 |
Dealing with HNW Investors in Hong Kong (1) |
| LCF195 |
Dealing with Regulators (1) |
| LCF084 |
Dealing with Regulators - A Minefield (1) |
| LCF462 |
Dealing with SFC Investigations and Enforcements under the SFO: What Listed Companies Need to Know (1) |
| LCF169 |
Dealing with the new Securities & Futures Law - SFC Investigations, Disciplinary Powers and Judicial Proceedings (1) |
| LCF154 |
Dealing with the Stock Exchange on Breaches of Listing Rules and Disciplinary Hearings (1) |
| LCF472 |
Disciplinary Actions of the SFC (3) |
| LCF629 |
Disclosure of Interests Conference (Day 2) (2) |
| LCF404 |
Disclosure of Interests: Part XV of the Securities & Futures Ordinance - Essentials for Directors and Shareholders of a Listed Company (8) |
| CPD1101250 |
Disclosure of Interests: Part XV of the Securities & Futures Ordinance - Essentials for Directors and Shareholders of a Listed Company (1) |
| LCF114 |
Disclosure Requirements under the Securities & Futures Ordinance (1) |
| LCF259 |
Duties & Liabilities for Directors of Listed Companies: Listing Rules, SFO & Code on Takeovers - Part I (7) |
| LCF260 |
Duties & Liabilities for Directors of Listed Companies: Listing Rules, SFO & Code on Takeovers - Part II (7) |
| LCF782 |
Duties & Liabilities of Directors for Listed Companies (1) |
| LCF675 |
Duties & Liabilities of Responsible Officers under the SFO (6) |
| CPD1101244 |
Duties and Liabilities of Responsible Officers under the SFO (1) |
| CPD1101313 |
Duties and Liabilities of Responsible Officers under the SFO (2) |
| LCF555 |
Enforcement of Listing Rules and Disciplinary Hearings (4) |
| LCF758 |
Factoring and A/C Receivable Financing (1) |
| LCF336 |
Financial Resources Rules for intermediaries (1) |
| LCF549 |
Financial Resources Rules for Intermediaries (1) |
| LFM746 |
Forum: Conceptual Framework of Legislative Proposal to Enhance the Anti-Money Laundering Regulatory Regime in respect of the Financial Sectors (1) |
| LCF286 |
Getting Listed on the Main Board of the Hong Kong Stock Exchange (3) |
| LCF091 |
Hedge Funds Authorisation: An Overview of Legal and Regulatory Requirements in Hong Kong (1) |
| LCF031 |
How to Deal With the Stock Exchange (1) |
| LCF812 |
IFRS for Investment Funds 2010 (1) |
| LCF600 |
Insider Dealing: The Substantive Law and Its Application (2) |
| CPD1101279 |
IPO Documentation (1) |
| LCF085 |
Issues for the fund industry under the Securities & Futures Ordinance (1) |
| LCF116 |
Issues for the Fund Industry under the Securities & Futures Ordinance (1) |
| LCF526 |
Issues relating to Intermediaries Licensing under the Securities and Futures Ordinance (1) |
| LCF626 |
Issues Relating to Intermediaries Licensing under the Securities and Futures Ordinance (1) |
| CPD1101310 |
Issues Relating to Licensing Intermediaries Under the SFO (1) |
| LCF049 |
Knowing Insider Dealing (1) |
| LCF481 |
Licensing Issues for the Fund Management Industry under the SFO (3) |
| CLCF642 |
Listed Companies Conference - Corporate Governance 2008 (2) |
| LCF513 |
Managing Regulatory Risks for Hedge Funds and Private Equity Funds (1) |
| LCF594 |
Managing Regulatory Risks for Hedge Funds and Private Equity Funds (1) |
| LCF748 |
Managing Regulatory Risks for Hedge Funds and Private Equity Funds (1) |
| LCF092 |
Market Misconduct (4) |
| LCF396 |
Market Misconduct: the Substantive Law and the Consequences (2) |
| LCF598 |
Mis-selling and Related Issues - Duties and Obligations of Financial Advisors (2) |
| LCF444 |
Mis-selling and Related Issues - Duties and Obligations of Independent Financial Advisors Explored (1) |
| LCF556 |
Mis-selling and Related Issues - Duties and Obligations of Independent Financial Advisors Explored (1) |
| LCF081 |
Money Laundering (1) |
| LCF189 |
Money Laundering: Implications for Financial Institutions, Professionals and Corporates (1) |
| LCF145 |
New Licensing Regime under the Securities & Futures Ordinance (1) |
| LCF703 |
Nuts & Bolts of an IPO (1) |
| LCF762 |
Nuts & Bolts of an IPO (3) |
| LCF680 |
Nuts & Bolts of Conducting an Effective AML and CTF Check for Financial Intermediaries & Institutions (5) |
| LCF177 |
Nuts & Bolts of Continuing Compliance by Listed companies (7) |
| LCF489 |
Offers and Distribution of Investments: The Hong Kong and UK Regimes Explored (1) |
| LCF244 |
Offers of Investments - Part IV of the SFO (1) |
| LCF306 |
Offers of Investments: Changes to the SFO and Companies Ordinance Explored (1) |
| LCF344 |
Offers of Investments: The Hong Kong Regime Explored (8) |
| LCF718-1 |
Offshore Funds Conference 2009 (Day 1) (1) |
| LCF753-1 |
Offshore Funds Conference 2009 (Day 1) (1) |
| LCF718-2 |
Offshore Funds Conference 2009 (Day 2) (1) |
| LCF753-2 |
Offshore Funds Conference 2009 (Day 2) (1) |
| LCF638 |
Offshore Funds Conference Hong Kong Conference 2008 (Day 1) (2) |
| LCF295 |
Practical Tips on Dealing with SFC in its Investigations, Disciplinary Actions, Civil Proceedings or Criminal Prosecutions (2) |
| LCF455 |
Regulation of Hedge Funds (1) |
| LCF277 |
Regulation of Sponsor and Financial Intermediaries (2) |
| CLCF786 |
Regulatory & SFC Investigations and Enforcement Conference: Implications for Listed Companies (1) |
| LCF588 |
Regulatory Inquiries and Litigation: Issues and Considerations (1) |
| LCF641 |
Regulatory Inquiries and Litigation: Issues and Considerations (1) |
| LCF681 |
Regulatory Inquiries and Litigation: Issues and Considerations (1) |
| LCF384 |
REITs (2) |
| LCF017 |
Securities & Futures Bill: Implications for Market Intermediaries (2) |
| LCF820 |
Securities Enforcement Actions 2010: Implications for the Financial Services Industry (1) |
| LCF016 |
Setting Up a Compliance Department for Financial Institutions (2) |
| LIF697 |
Setting Up an Investment Fund for the Asia Market Place: Practical Tips (2) |
| CPD1101315 |
Setting Up and Managing a HF Business (2) |
| LCF813 |
Setting Up and Operating a Hedge Fund (1) |
| LCF783 |
SFC Authorised Funds (1) |
| LCF208 |
SFC Continuing Compliance for Fund Management Industry (5) |
| LCF654 |
SFC Continuing Compliance for Fund Management Industry (1) |
| LCF269 |
SFC Disciplinary Hearings (3) |
| LCF121 |
SFC Investigation and Enforcement Powers under the Securities & Futures Ordinance (1) |
| IHC1101307 |
SFC Investigations & Enforcement Conference 2011 (1) |
| CLCF787 |
SFC Investigations & Enforcement Conference: Implications for Licensed Intermediaries (1) |
| LCF200 |
SFC Investigations & Enforcement Powers under the Securities & Futures Ordinance (1) |
| LCF324 |
SFC Investigations & Enforcement Powers under the Securities & Futures Ordinance (2) |
| LCF683 |
SFC Investigations and Disciplinary Hearings (1) |
| CLCF727 |
SFC Investigations and Enforcement Conference 2009 (2) |
| LCF564 |
SFC Investigations and Enforcement Powers under the SFO: Implications for Financial Services Industry, Listed Companies & Other Market Participants (1) |
| LCF625 |
SFC Investigative and Disciplinary Powers of the SFC (1) |
| LCF558 |
SFO and Its Implications for Listed Companies and Their Directors (1) |
| LCF648 |
SFO and Its Implications for Listed Companies and Their Directors (1) |
| LCF388 |
SFO and Its Implications for the Corporate Finance Industry (1) |
| LCF557 |
SFO and Its Implications for the Corporate Finance Industry (1) |
| LCF390 |
SFO and Its Implications for the Fund Management Industry (1) |
| LCF561 |
SFO and Its Implications for the Fund Management Industry (1) |
| LCF650 |
SFO and Its Implications for the Fund Management Industry (1) |
| LCF480 |
SFO: Risk Management Issues for the Financial Services Industry (2) |
| LCF559 |
SFO: Risk Management Issues for the Financial Services Industry (1) |
| LCF677 |
SFO: Risk Management Issues for the Financial Services Industry (1) |
| LCF797 |
Short Selling: Regulation Update (1) |
| LCF183 |
The Code on REITs (1) |
| LCF110 |
The Code on Takeovers & Mergers & Share Repurchases (7) |
| CPD1101292 |
The Code on Takeovers & Mergers & Share Repurchases (1) |
| LCF055 |
The Code on Takeovers and Mergers and Share Repurchases (1) |
| LCF071 |
The Code on Unit Trusts and Mutual Funds (1) |
| LCF112 |
The Code on Unit Trusts and Mutual Funds (1) |
| LCF612 |
The Codes on Takeovers & Mergers & Share Repurchases (1) |
| LCF374 |
The Licensing Regime under the Securities & Futures Ordinance (1) |
| LCF073 |
The New Licensing Regime under the Securities & Futures Ordinance (1) |
| LCF172 |
The Prospectus Regime and Companies (Amendment) Bill (2) |
| LCF196 |
The Prospectus Regime and the Companies (Amendment) Bill (2) |
| LCF811 |
UCITS for Hedge Funds (1) |
| LCF815 |
UCITs, non-UCITs and Redomiciliation of Cayman Funds to Europe (1) |
| LCF741 |
Update on Hedge Fund Regulations and Trends - Implications of the Private Fund Investment Advisers Registration Act of 2009 and others (1) |
| LCF688 |
Update on Regulatory & Compliance Issues for the Fund Management Industry (1) |
| LCF785 |
Update on Short Selling Regulations in the US & HK (1) |
| LCF466 |
Update on the Hong Kong Company Law Reform: Phase 3 and Proposed Changes to the Prospectus Regime (1) |
| LCF767 |
What to do when the SFC comes knocking? (1) |
| |
|
* the number shown in blanket ( ) indicates the no. of times that a specific course has been organized |